Lisa S. Green

SUNPOINTE INVESTMENTS

BRYN MAWR, PA

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CRD#: 2373295

Professional summary

Lisa Schiffer Green, who also goes by Lisa Faith Green, Lisa Faith Schiffer, Lisa Faith Schiffer Green, is a registered financial advisor currently at SUNPOINTE INVESTMENTS located in Bryn Mawr, Pennsylvania.

Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Lisa has worked at 6 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lisa Faith Green | Lisa Faith Schiffer | Lisa Faith Schiffer Green

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FAMILY OFFICE, RDA VENTURES, LLC; FINANCIAL ANALYST HELPING THE FAMILY IN ITS OVERALL INVESTMENT PORTFOLIO MANAGEMENT. HELP THE MANAGING MEMBER OF THE FAMILY OFFICE TO EVALUATE INVESTMENT DECISIONS AS WELL AS TO ORGANIZE AND MONITOR ALL INVESTMENTS WITHIN THE PORTFOLIO. BEGAN 1/1/2004; APPROX 10-15 HRS/WK DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Schiffer Green's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 11, 2019 - Present

SUNPOINTE INVESTMENTS

RIA

CRD#: 282505

BRYN MAWR, PA

Past

September 26, 2003 - December 14, 2004

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

January 17, 2003 - October 6, 2003

CREDIT SUISSE SECURITIES (USA) LLC

RIA

CRD#: 816

BALA CYNWYD, PA

Past

January 17, 2003 - October 6, 2003

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

March 3, 2000 - January 17, 2003

PERSHING LLC

RIA

CRD#: 7560

BALA CYNWYD, PA

Past

June 19, 1997 - January 17, 2003

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

January 24, 1994 - July 6, 1995

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

August 30, 1993 - December 14, 1994

JMS SECURITIES L.P.

CRD#: 23486

EVANSTON, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUNPOINTE INVESTMENTS

SUNPOINTE | SUNPOINTE, LLC | SUNPOINTE INVESTMENTS

CRD#: 282505 / SEC#: 801-118361

RIA

Registered Investment Advisory firm - (4/1/2020 Approved)

Florida

Registered Investment Advisory firm - (4/6/2020 Terminated)

Michigan

Registered Investment Advisory firm - (4/7/2020 Terminated)

Missouri

Registered Investment Advisory firm - (4/6/2020 Terminated)

Pennsylvania

Registered Investment Advisory firm - (4/9/2020 Terminated)

Texas

Registered Investment Advisory firm - (4/6/2020 Terminated)

Virginia

Registered Investment Advisory firm - (4/1/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/11/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/6/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/10/1997

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/19/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/19/1993

General Securities Representative Examination

Current Firm

SUNPOINTE INVESTMENTS

SUNPOINTE | SUNPOINTE, LLC | SUNPOINTE INVESTMENTS

CRD#: 282505 / SEC#: 801-118361

RIA

Registered Investment Advisory firm - (4/1/2020 Approved)

Florida

Registered Investment Advisory firm - (4/6/2020 Terminated)

Michigan

Registered Investment Advisory firm - (4/7/2020 Terminated)

Missouri

Registered Investment Advisory firm - (4/6/2020 Terminated)

Pennsylvania

Registered Investment Advisory firm - (4/9/2020 Terminated)

Texas

Registered Investment Advisory firm - (4/6/2020 Terminated)

Virginia

Registered Investment Advisory firm - (4/1/2020 Terminated)

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Contact information

Main Address

8301 Maryland Avenue Suite 300, St. Louis, MO 63105

Mailing Address

Phone number

(314) 880-0821

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (5/20/2025)

Regulatory assets under management

Total Number of Accounts	719
AUM (Assets Under Management)	$ 559,202,794

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/25/2023	Cover Page	Report
11/22/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Lisa S. Green

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Schiffer Green's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEUTSCHE BANK SECURITIES INC.

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

PERSHING LLC

PERSHING LLC

WELLS FARGO CLEARING SERVICES, LLC

JMS SECURITIES L.P.

Primary Firm SEC Registration

SUNPOINTE INVESTMENTS

State Registrations and Notice Filings

Exams

Series 65

Date: 4/6/2017

Series 66

Date: 10/10/1997

Series 63

Date: 11/19/1993

Series 7

Date: 8/19/1993

Current Firm

SUNPOINTE INVESTMENTS

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SUNPOINTE INVESTMENTS

TRUST BUT VERIFY

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