William P. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William P White, who also goes by Bill White, William Peter White, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2002. William had worked at 9 firms and has passed the Series 63, Series 62, Series 57TO, Series 99TO, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2021 - July 14, 2022
CLEARLIST SECURITIES LLC
December 23, 2020 - July 14, 2022
CLEARLIST LLC
May 10, 2019 - November 11, 2020
GTS SECURITIES LLC
September 22, 2008 - August 31, 2018
BARCLAYS CAPITAL INC.
December 17, 2007 - September 22, 2008
LEHMAN BROTHERS INC.
August 22, 2007 - January 9, 2008
VDM CAPITAL MARKETS, LLC
January 3, 2007 - January 9, 2008
VDM TRADING, LLC
June 24, 2004 - January 8, 2008
VAN DER MOOLEN SPECIALISTS USA, LLC
October 30, 2003 - January 22, 2004
VAN DER MOOLEN SPECIALISTS USA, LLC
May 31, 2002 - August 6, 2003
ING FINANCIAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
CLEARLIST SECURITIES LLC
CRD#: 309455 / SEC#: , 8-70540
Contact information
FINRA licenses (48 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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