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AS

Adam B. Stern

ANGELES FAMILY OFFICE
SNOWMASS, CO
CRD#: 2373185
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AS
Adam Bryan SternANGELES FAMILY OFFICE

Professional summary

Adam Bryan Stern is a registered financial advisor currently at ANGELES FAMILY OFFICE located in Snowmass, Colorado.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Adam has worked at 4 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Bryan Stern's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 3, 2026 - Present

ANGELES FAMILY OFFICE

RIA
CRD#: 338266
SNOWMASS, CO
Past

January 11, 2022 - June 16, 2026

XO CAPITAL LLC

RIA
CRD#: 316320
LOS ANGELES, CA
Past

August 27, 1997 - August 10, 2001

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

September 8, 1993 - August 7, 1997

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(6/3/2026)
IAR
Colorado
(6/3/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/22/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/17/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 1/8/2020
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 9/7/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 30
Date: 1/8/2020
NFA Branch Manager Examination

Current Firm

AF
ANGELES FAMILY OFFICE
ANGELES FAMILY OFFICE | ANGELES FAMILY OFFICE, LLC

CRD#: 338266 / SEC#: 801-134854

RIA
Registered Investment Advisory firm - (1/8/2026 120-Day Approval)
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Contact information

Main Address
429 Santa Monica Blvd Suite 650, Santa Monica, CA 90401
Mailing Address
Phone number
(310) 393-6300
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFO ADV 2A 10.29.2025 (10/29/2025)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ANGELES FAMILY OFFICE

CRD#: 338266Snowmass, CO

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