TF
Terri Fiedler
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CRD#: 2373060
TF
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terri Fiedler, CIMA®, who also goes by Terri Nowak Fiedler, Terri N Fielder, Terri Jean Nowak, was a registered financial professional .
Terri is a previously registered financial professional and started their career in finance in 1993. Terri had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 51, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Terri Nowak Fiedler | Terri N Fielder | Terri Jean Nowak
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FOUNDATION FOR FINANCIAL PLANNING POSITION: Board Trustee NATURE: The Foundation for Financial Planning is the nation's only 501(c)(3) nonprofit charity solely devoted to supporting the delivery of pro bono financial planning. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/25/2019 ADDRESS: 1425 K Street NW, Suite 750, Washington DC 20005, United States DESCRIPTION: Board Trustee, Co-chair, Corporate Advisory Council SHOOK RESEARCH POSITION: Informal Advisor NATURE: Informal Financial Security Advisors (FSA) advisory board, )similar to the Forbes/SHOOK Wealth Advisory advisory board) will help establish criteria and setting the overall direction of our missions, especially with the power of Forbes' reach. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/24/2021 ADDRESS: 3989 NW 52nd Place, Boca Raton FL 33496, United States DESCRIPTION: Serve as an informal advisor to SHOOK Research. ARCHER IMS POSITION: Non-Employee Independent Manager of the Board NATURE: Web-based turnkey platform that provides accounting & operations, trade lifecycle management, performance, risk & compliance management and custom client support solutions for retail, private wealth and institutional clients. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2022 ADDRESS: 801 Cassatt Rd., Suite 212, Berwyn PA 19312, United States DESCRIPTION: As a non-employee manager of the Board, I am expected to assist the Board in overseeing the Company's long and short term strategic and business planning, the Board's review and approval each year of an operating and capital expenditures budget, and other key financial and business objectives of the Company. IRI POSITION: Chair, Executive Committee Board Member NATURE: The Insured Retirement Institute is the leading association for the entire supply chain of insured retirement strategies, including life insurers, asset managers, and distributors, such as broker-dealers, banks and marketing organizations. IRI members account for 90 percent of of annuity assets in the U.S., include the top 10 distributors of annuities ranked by assets under management and are represented by financial professionals serving millions of Americans. INVESTMENT RELATED: No NUMBER OF HOURS: 9 SECURITIES TRADING HOURS: 7 START DATE: 03/11/2021 ADDRESS: 1100 Vermont Avenue, NW, 10th Floor, Washington DC 20005, United States DESCRIPTION: The responsibilities of the Executive Committee are described as follows in the By-Laws: There shall be an Executive Committee composed of the Chair, Immediate Past Chair (if still in service as a duly elected Director), President, Vice Chair, Treasurer, Secretary, and such other Directors as may be determined by the Board of Directors. The Executive Committee has authority to take action for the Corporation in accordance with its Certificate of Incorporation and Bylaws and the policies and instructions of the Board of Directors between meetings of the Board of Directors. The Executive Committee shall be responsible for developing an annual budget for financing of the Corporation for the coming calendar year and recommending said budget to the Board of Directors. The Executive Committee shall meet upon the call of any of its members, stating the time and place of the meeting. A majority of the Executive Committee, present in person or by means of conference telephone or similar communications equipment, shall constitute a quorum for the purpose of transacting business.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Past
August 10, 2016 - December 20, 2022
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
HOUSTON, TX
Past
August 10, 2016 - December 20, 2022
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
HOUSTON, TX
Past
November 19, 2013 - May 2, 2016
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
ATLANTA, GA
Past
November 19, 2013 - May 2, 2016
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
October 24, 2013 - November 19, 2013
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
ATLANTA, GA
Past
October 24, 2013 - November 19, 2013
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
June 5, 2012 - October 24, 2022
COREBRIDGE CAPITAL SERVICES, INC.
BD
CRD#: 13158
HOUSTON, TX
Past
January 1, 2010 - May 31, 2012
INVESCO ADVISERS, INC.
RIA
CRD#: 105360
ATLANTA, GA
Past
August 9, 2005 - January 1, 2010
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.
RIA
CRD#: 109264
HOUSTON, TX
Past
August 11, 1993 - May 31, 2012
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 7369
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
