David A. Hammer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Andrew Hammer was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1993. David had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2020 - December 20, 2022
WORLD INVESTMENTS, LLC
February 12, 2020 - December 20, 2022
WORLD INVESTMENTS, LLC
March 25, 2017 - January 29, 2020
MML INVESTORS SERVICES, LLC
March 25, 2017 - January 29, 2020
MML INVESTORS SERVICES, LLC
June 27, 2014 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
June 27, 2014 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
June 29, 2012 - June 16, 2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
June 29, 2012 - June 16, 2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
September 9, 2008 - July 19, 2012
OPPENHEIMER & CO. INC.
August 22, 2008 - July 19, 2012
OPPENHEIMER & CO. INC.
April 24, 2007 - September 3, 2008
STIFEL, NICOLAUS & COMPANY, INCORPORATED
April 24, 2007 - September 3, 2008
STIFEL, NICOLAUS & COMPANY, INCORPORATED
July 31, 2002 - April 24, 2007
RYAN BECK & CO.
April 29, 2002 - April 24, 2007
RYAN BECK & CO.
November 14, 1995 - May 13, 2002
GRUNTAL & CO., L.L.C.
June 7, 1995 - October 27, 1995
COMMONWEALTH ASSOCIATES
August 13, 1993 - June 15, 1995
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD INVESTMENTS, LLC
CRD#: 20626 / SEC#: 801-56426, 8-38377
Contact information
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,697 |
| AUM (Assets Under Management) | $ 1,734,780,346 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
