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RR

Robert Raymond Roberti

VANGUARD ADVISERS

PLANO, TX

·CRD# 2372968·33 years experience

Professional Summary

Robert Raymond Roberti, who also goes by Bob R Roberti, Bob Roberti, Bobby Roberti, Robert R Roberti, Robert Roberti, is a registered financial advisor currently at VANGUARD ADVISERS, INC. located in Plano, Texas and VANGUARD MARKETING CORPORATION located in Plano, Texas. Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Robert has worked at 9 firms and has passed the Series 65, Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob R Roberti, Bob Roberti, Bobby Roberti, Robert R Roberti, Robert Roberti

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

VANGUARD ADVISERS, INC.·CRD# 106715

RIA

7900 Windrose Avenue, Plano, TX 75024

May 26, 2026 - Present

VANGUARD MARKETING CORPORATION·CRD# 7452

BD

7900 Windrose Ave, Plano, TX 75024

May 26, 2026 - Present

NEW AGE ALPHA·CRD# 299011

RIA

Frisco, TX

September 25, 2025 - February 12, 2026

ULTIMUS FUND DISTRIBUTORS, LLC·CRD# 104177

BD

Cincinnati, OH

September 23, 2025 - February 2, 2026

WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616

RIA

Frisco, TX

February 3, 2012 - September 19, 2024

WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616

BD

Frisco, TX

February 3, 2012 - September 19, 2024

MORGAN STANLEY·CRD# 149777

RIA

Plano, TX

June 1, 2009 - February 16, 2012

MORGAN STANLEY·CRD# 149777

BD

Plano, TX

June 1, 2009 - February 16, 2012

MORGAN STANLEY & CO. LLC·CRD# 8209

RIA

Plano, TX

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC·CRD# 8209

BD

Plano, TX

April 2, 2007 - June 1, 2009

MORGAN STANLEY DW INC.·CRD# 7556

RIA

Dallas, TX

July 1, 1998 - April 2, 2007

MORGAN STANLEY DW INC.·CRD# 7556

BD

Dallas, TX

June 30, 1998 - April 2, 2007

CITIGROUP GLOBAL MARKETS INC.·CRD# 7059

BD

New York, NY

August 13, 1993 - June 8, 1998

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Current Firm

VA

VANGUARD ADVISERS, INC.

VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.

CRD#: 106715 / SEC#: 801-49601

RIA

Registered Investment Advisory firm - SEC (7/28/1995 Approved)

Contact Information

Main Address

100 Vanguard Blvd, Malvern, PA 19355

Phone Number

(610) 669-1000

# of Employees

2,208

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

VANGUARD DIGITAL ADVISOR AND VANGUARD PERSONAL ADVISOR (9/24/2026)

VANGUARD MANAGED ACCOUNT PROGRAM AND PERSONAL ONLINE ADVISOR (3/30/2026)

VANGUARD SITUATIONAL ADVISOR BROCHURE (3/30/2026)

VANGUARD MODEL PORTFOLIOS (3/30/2026)

STABLE VALUE (3/30/2026)

VANGUARD PERSONAL ADVISOR SELECT (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

791,528

AUM (Assets Under Management)

$344,619,578,214

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/24/2025	Cover Page	Report
10/23/2024	Cover Page	Report

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: FRISCO, TX NATURE OF BUSINESS: FIDICUARY POSITION: LIMITED AGENT START DATE: 05/2025 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FIDICUARY DUTIES NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: FRISCO, TX NATURE OF BUSINESS: FIDICUARY POSITION: LIMITED AGENT START DATE: 09/2024 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FIDICUARY DUTIES NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: FRISCO, TX NATURE OF BUSINESS: LIFE AND HEALTH POSITION: N/A START DATE: 05/2016 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VA

VANGUARD ADVISERS, INC.

VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.

CRD#: 106715 / SEC#: 801-49601

RIA

Registered Investment Advisory firm - SEC (7/28/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(6/3/2026)

RR

Alaska
(6/3/2026)

RR

Arizona
(6/3/2026)

RR

Arkansas
(6/3/2026)

RR

California
(6/3/2026)

RR

Colorado
(6/3/2026)

RR

Connecticut
(6/3/2026)

RR

Delaware
(6/3/2026)

RR

District of Columbia
(6/3/2026)

RR

Florida
(6/3/2026)

RR

Georgia
(6/3/2026)

RR

Hawaii
(6/3/2026)

RR

Idaho
(6/3/2026)

RR

Illinois
(6/3/2026)

RR

Indiana
(6/3/2026)

RR

Iowa
(6/3/2026)

RR

Kansas
(6/3/2026)

RR

Kentucky
(6/3/2026)

RR

Louisiana
(6/3/2026)

RR

Maine
(6/3/2026)

RR

Maryland
(6/3/2026)

RR

Massachusetts
(6/3/2026)

RR

Michigan
(6/3/2026)

RR

Minnesota
(6/3/2026)

RR

Mississippi
(6/3/2026)

RR

Missouri
(6/3/2026)

RR

Montana
(6/3/2026)

RR

Nebraska
(6/3/2026)

RR

Nevada
(6/3/2026)

RR

New Hampshire
(6/3/2026)

RR

New Jersey
(6/3/2026)

RR

New Mexico
(6/3/2026)

RR

New York
(6/3/2026)

RR

North Carolina
(6/3/2026)

RR

North Dakota
(6/3/2026)

RR

Ohio
(6/3/2026)

RR

Oklahoma
(6/3/2026)

RR

Oregon
(6/3/2026)

RR

Pennsylvania
(6/3/2026)

RR

Puerto Rico
(6/3/2026)

RR

Rhode Island
(6/3/2026)

RR

South Carolina
(6/3/2026)

RR

South Dakota
(6/3/2026)

RR

Tennessee
(6/3/2026)

RR

Texas
(5/26/2026)

IAR

Texas
(5/26/2026)

RR

Utah
(6/3/2026)

RR

Vermont
(6/3/2026)

RR

Virgin Islands
(6/3/2026)

RR

Virginia
(6/3/2026)

RR

Washington
(6/3/2026)

RR

West Virginia
(6/3/2026)

RR

Wisconsin
(6/3/2026)

RR

Wyoming
(6/3/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 1993About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Dec 1995About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Aug 1993About the Series 7 exam

FINRA

SRO Registrations

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Robert Lee Hrnicek

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CRS (Client Relationship Summary) - RIA

Click below to view Robert Raymond Roberti's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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RR

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