Richard A. Preisig
Professional summary
Richard Alexander Preisig JR was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Richard is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Richard had worked at 3 firms, which includes MORGAN GRANT CAPITAL CORP., INVESTORS ASSOCIATES INC., H G I.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 1997 - January 9, 1998
MORGAN GRANT CAPITAL CORP.
June 12, 1995 - July 15, 1997
INVESTORS ASSOCIATES, INC.
November 22, 1993 - May 9, 1995
H G I
State Registrations and Notice Filings
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Exams
Current Firm
MORGAN GRANT CAPITAL CORP.
CRD#: 28595 / SEC#: , 8-43853
Contact information
Documents
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