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Richard Alexander Preisig Jr

CRD# 2372868·Registered 1993 - 1998
Barred: Richard Alexander Preisig JR was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Richard Alexander Preisig JR, who also goes by Money Preisig, Richard Alexander Preisig, was a registered financial advisor. Richard was a previously registered financial professional and started their career in finance 1993 - 1998. Richard had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Money Preisig, Richard Alexander Preisig

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

MORGAN GRANT CAPITAL CORP.·CRD# 28595
BD
Garden City, NY
July 21, 1997 - January 9, 1998
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
June 12, 1995 - July 15, 1997
H G I·CRD# 14079
BD
Jericho, NY
November 22, 1993 - May 9, 1995

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Current Firm

MG
MORGAN GRANT CAPITAL CORP.

M.D. WALSH & CO. | WORTHINGTON CAPITAL GROUP, INC. | MORGAN GRANT CAPITAL CORP.

CRD#: 28595 / SEC#: 8-43853
BD
Terminated by SEC on 02/18/2000

Contact Information

Established

Florida since 05/14/1991

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 1996About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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