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AA

A M. Alicandro

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CRD#: 2372821
AA

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

A Manny Alicandro, who also goes by Adelbert Alicandro, Adelbert Alicanpro, was a registered financial professional .

A is a previously registered financial professional and started their career in finance in 2000. A had worked at 9 firms and has passed the Series 63, Series 3, Series 14, Series 27, Series 4 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Adelbert Alicandro | Adelbert Alicanpro

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 1, 2024 - September 25, 2024

LIME TRADING CORP

BD
CRD#: 11826
NEW YORK, NY
Past

February 10, 2011 - November 1, 2011

EXECUTION ACCESS, LLC

BD
CRD#: 148423
NEW YORK, NY
Past

December 9, 2005 - February 27, 2006

INET ATS, INC.

BD
CRD#: 20746
JERSEY CITY, NJ
Past

December 9, 2005 - May 13, 2013

NASDAQ CAPITAL MARKETS ADVISORY LLC

BD
CRD#: 104295
NEW YORK, NY
Past

August 3, 2004 - May 13, 2013

NASDAQ EXECUTION SERVICES, LLC

BD
CRD#: 7270
NEW YORK, NY
Past

June 7, 2004 - August 2, 2004

CAPSTONE TRADING L.L.C.

BD
CRD#: 131785
NEW YORK, NY
Past

June 19, 2003 - August 2, 2004

MAKO GLOBAL DERIVATIVES LLC

BD
CRD#: 103799
NEW YORK, NY
Past

June 12, 2003 - August 2, 2004

MAKO FINANCIAL MARKETS, LLC

BD
CRD#: 117476
NEW YORK, NY
Past

September 14, 2000 - May 6, 2003

NATIXIS SECURITIES NORTH AMERICA INC.

BD
CRD#: 28722
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 2/14/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 12/27/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


LT
LIME TRADING CORP
A H HAYNES AND COMPANY | WHOTRADES, INC. | SCORE PRIORITY CORP. | LIME TRADING CORP | LIME TRADING | LIME EXECUTION | LIME | JUST2TRADE, INC. | A.H. HAYNES & CO., INC.

CRD#: 11826 / SEC#: , 8-27061

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
450 7th Ave 31st Floor, New York, NY 10123
Mailing Address
450 7th Ave 31st Floor, New York, NY 10123
Phone number
(646) 558-3232
Established
Delaware since 06/22/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
F.H. GLOBAL, INC.PARENT
LEBOWITZ, SCOTT ECHIEF COMPLIANCE OFFICER1867003
LEVY, MICHAEL ISAACCHIEF FINANCIAL OFFICER5181325
ROMERO, MONIQUEFINOP/PFO6712654
SANDBLOM, JOHANPRESIDENT4302289
SEHIC, EVACHIEF EXECUTIVE OFFICER4198771

Disclosures


Regulatory Event4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LIME TRADING CORP

CRD#: 11826

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