Randal L. Golden
Professional summary
Randal Lawrence Golden, AIF®, who also goes by Randal L Golden, Randal Golden, Randy Golden, is a registered financial advisor currently at VIVALDI CAPITAL MANAGEMENT LP located in Chicago, Illinois.
Randal is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Randal has worked at 6 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Randal Lawrence Golden's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 20, 2017 - Present
VIVALDI CAPITAL MANAGEMENT LP
Office #1: 225 West Wacker Suite 2100, Chicago, IL 60606February 9, 2005 - May 9, 2012
CENTRIC WEALTH MANAGEMENT, LLC
June 9, 1999 - February 7, 2005
MESIROW FINANCIAL, INC.
June 4, 1999 - February 7, 2005
MESIROW FINANCIAL, INC.
March 14, 1997 - July 7, 1999
WELLS FARGO CLEARING SERVICES, LLC
January 1, 1995 - March 25, 1997
AMERIPRISE ADVISOR SERVICES, INC.
August 4, 1993 - January 20, 1995
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
VIVALDI CAPITAL MANAGEMENT LP
CRD#: 160150 / SEC#: 801-73024
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/23/2017)
Exams
Current Firm
VIVALDI CAPITAL MANAGEMENT LP
CRD#: 160150 / SEC#: 801-73024
Contact information
SEC notice filing (45 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,413 |
| AUM (Assets Under Management) | $ 4,647,085,822 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2026 | ||
| 07/22/2024 | ||
| 10/24/2023 |
Red Flags
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