Mark E. Grenier
Professional summary
Mark Edward Grenier was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mark is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Mark had worked at 5 firms, which includes DAVID LERNER ASSOCIATES INC., MAXIM GROUP LLC, HAPOALIM SECURITIES USA INC., GKN SECURITIES CORP., D. H. BLAIR & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2009 - August 4, 2020
DAVID LERNER ASSOCIATES, INC.
October 23, 2002 - December 20, 2005
MAXIM GROUP LLC
December 18, 2000 - October 23, 2002
HAPOALIM SECURITIES USA, INC.
December 20, 1994 - December 18, 2000
GKN SECURITIES CORP.
October 28, 1993 - December 19, 1994
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
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