Ellen R. Lozinski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ellen Rose Lozinski, who also goes by Ellen Rose Fichter, was a registered financial advisor .
Ellen is a previously registered financial advisor and started their career in finance in 1993. Ellen had worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2008 - April 24, 2013
THE INVESTMENT CENTER, INC.
June 26, 2003 - December 31, 2005
PGP FINANCIAL, INC.
October 28, 2002 - December 5, 2006
PGP FINANCIAL, INC.
June 9, 2000 - November 4, 2002
SYNDICATED CAPITAL, INC.
September 17, 1996 - May 20, 1998
PRIME CAPITAL SERVICES, INC.
July 19, 1993 - July 25, 1995
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE INVESTMENT CENTER, INC.
CRD#: 17839 / SEC#: , 8-35826
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
