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Gregory D. Scott

SCOTT CAPITAL PARTNERS
JACKSON, WY 83001
Some features on this profile are disabled
CRD#: 2372408
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Professional summary


Gregory David Scott, who also goes by Greg Scott, Gregory D Scott, is a registered financial advisor currently at SCOTT CAPITAL PARTNERS located in Jackson, Wyoming.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Gregory has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Greg Scott | Gregory D Scott

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Gregory David Scott's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 21, 2017 - Present

SCOTT CAPITAL PARTNERS

Office #1: 1315 South Highway 89 Suite 101, Jackson, WY 83001
RIA
CRD#: 166358
JACKSON, WY
Past

August 18, 1993 - July 2, 1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(12/21/2017)
IAR
Wyoming
(12/21/2017)

Exams


State Security Law Exam
IAR
Series 65
Date: 12/21/2017
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


SC
SCOTT CAPITAL PARTNERS
G. SCOTT CAPITAL PARTNERS, LLC | SCOTT CAPITAL PARTNERS

CRD#: 166358 / SEC#: 801-77570

RIA
Registered Investment Advisory firm - (2/22/2018 Terminated)
Connecticut
Registered Investment Advisory firm - (12/20/2017 Approved)
Wyoming
Registered Investment Advisory firm - (12/20/2017 Approved)
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Contact information


Main Address
320 Boston Post Road Suite 270, Darien, CT 06820
Mailing Address
Phone number
(203) 939-1890
Established
Firm type
Fiscal year end
# of Employees
3

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts3
AUM (Assets Under Management)$ 42,700,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SCOTT CAPITAL PARTNERS

CRD#: 166358Jackson, WY 83001

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