Jeremy C. Back
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeremy Charles Back, who also goes by Jeremy Back, was a registered financial professional .
Jeremy is a previously registered financial professional and started their career in finance in 1993. Jeremy had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2013 - August 11, 2015
STILLPOINT CAPITAL, LLC
November 2, 2009 - February 14, 2013
GREIF & CO.
November 25, 2003 - October 13, 2005
RA CAPITAL ADVISORS LLC
December 18, 2000 - December 31, 2002
CREDIT SUISSE SECURITIES (USA) LLC
June 14, 2000 - December 18, 2000
PERSHING LLC
April 2, 1999 - April 12, 2000
CIBC WORLD MARKETS CORP.
November 3, 1997 - March 12, 1998
CIBC WORLD MARKETS CORP.
August 1, 1996 - November 3, 1997
CIBC WOOD GUNDY SECURITIES CORP.
August 17, 1993 - July 12, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STILLPOINT CAPITAL, LLC
CRD#: 133146 / SEC#: , 8-66688
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
