William L. Manthorne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Landon Manthorne, who also goes by Bill Manthorne, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1993. William had worked at 9 firms and has passed the Series 63, SIE, Series 3, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2023 - June 1, 2026
BARINGS SECURITIES LLC
June 22, 2017 - April 18, 2023
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
October 5, 2012 - August 30, 2017
FORESIDE FUND SERVICES, LLC
January 25, 2011 - July 31, 2012
GE INVESTMENT DISTRIBUTORS, INC
March 27, 2006 - December 10, 2010
BNY MELLON SECURITIES CORPORATION
March 6, 2006 - July 2, 2007
MELLON FUNDS DISTRIBUTOR, L.P.
July 19, 2004 - March 15, 2006
VOYA RETIREMENT ADVISORS, LLC
October 12, 2000 - May 12, 2004
NATIXIS DISTRIBUTION, LLC
July 16, 1993 - September 26, 2000
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
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Exams
Current Firm
BARINGS SECURITIES LLC
CRD#: 36929 / SEC#: , 8-47589
Contact information
FINRA licenses (52 States and Territories)
Documents
Red Flags
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