Shaka Rasheed
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shaka Rasheed, who also goes by Shaka Ameen Rasheed, was a registered financial professional .
Shaka is a previously registered financial professional and started their career in finance in 1994. Shaka had worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 31, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2013 - September 16, 2016
LAZARD ASSET MANAGEMENT SECURITIES LLC
November 21, 2003 - August 2, 2010
J.P. MORGAN INVESTMENT MANAGEMENT INC.
July 8, 2003 - August 2, 2010
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
May 1, 2001 - July 9, 2003
J.P. MORGAN SECURITIES INC.
June 30, 2000 - May 1, 2001
JPMSI
October 6, 1994 - June 14, 1999
JPMSI
March 14, 1994 - August 2, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LAZARD ASSET MANAGEMENT SECURITIES LLC
CRD#: 129119 / SEC#: , 8-66201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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