Anthony M. Strittholt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony M Strittholt, who also goes by Anthony Michael Strittholt, Anthony Strittholt, Tony Michael Strittholt, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1993. Anthony had worked at 19 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 52, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2023 - July 3, 2024
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
August 31, 2023 - July 3, 2024
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
March 22, 2023 - September 7, 2023
MCG SECURITIES LLC
August 22, 2014 - March 1, 2023
AMERICAN CENTURY INVESTMENT SERVICES INC.
June 20, 2014 - August 14, 2014
HARTFORD FUNDS
December 3, 2012 - August 11, 2014
HARTFORD FUNDS DISTRIBUTORS, LLC
July 24, 2012 - December 3, 2012
GLOBAL ATLANTIC DISTRIBUTORS, LLC
June 22, 2010 - July 5, 2012
NATIXIS ADVISORS, LLC
June 22, 2010 - July 5, 2012
NATIXIS DISTRIBUTION, LLC
March 17, 2006 - June 10, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
February 24, 2005 - January 3, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 24, 2005 - January 3, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 25, 2002 - January 19, 2005
MANNING & NAPIER ADVISORY ADVANTAGE COMPANY, LLC
June 27, 2002 - January 19, 2005
MANNING & NAPIER ADVISORS, LLC
June 6, 2002 - January 19, 2005
MANNING & NAPIER INVESTOR SERVICES, INC.
April 19, 2000 - June 10, 2002
JOHN HANCOCK DISTRIBUTORS LLC
October 13, 1998 - February 19, 1999
FORESIDE DISTRIBUTION SERVICES, L.P.
March 9, 1998 - August 24, 1998
AMFIN INVESTMENT SERVICES, INC.
August 15, 1995 - March 12, 1998
AMERIPRISE ADVISOR SERVICES, INC.
August 6, 1993 - July 18, 1995
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
CRD#: 116407 / SEC#: 801-60749
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
CRD#: 116407 / SEC#: 801-60749
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 186,400 |
| AUM (Assets Under Management) | $ 94,632,028,506 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/20/2024 | ||
| 03/05/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
