Joseph H. Harman
Professional summary
Joseph Harrison Harman II was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joseph is a previously registered financial professional and started their career in finance in 1970. Prior to being barred, Joseph had worked at 3 firms, which includes RS EQUITIES INC., CONCORD INVESTMENTS INC., PROPERTY RESEARCH FINANCIAL CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 1992 - December 17, 1997
RS EQUITIES, INC.
December 5, 1983 - February 21, 1992
CONCORD INVESTMENTS, INC.
March 23, 1970 - April 12, 1972
PROPERTY RESEARCH FINANCIAL CORP.
State Registrations and Notice Filings
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Exams
Series 1
Date: 10/25/1968
Registered Representative ExaminationCurrent Firm
RS EQUITIES, INC.
CRD#: 8489 / SEC#: , 8-25292
Contact information
Documents
Red Flags
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