Jeffrey D. Engelberg

ADDITIVE ADVISORY PBC

MEMPHIS, TN 38138-0631

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CRD#: 2371947

Professional summary

Jeffrey David Engelberg is a registered financial advisor currently at ADDITIVE ADVISORY PBC located in Memphis, Tennessee.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Jeffrey has worked at 3 firms and has passed the Series 63, Series 3, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

As of April 2016, Mr. Engelberg is a Partner of Hard Solutions, LLC, a Tennessee Limited Liability Company located at 2655 Broad Ave Memphis, TN 38112. Hard Solutions is a startup tech company that seeks to provide coding and programming services through the acquisition of contracts exclusively with government entities. Mr. Engelberg spends less than 5% of his time attending to his duties at Hard Solutions. This business is not investment-related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey David Engelberg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 2, 2016 - Present

ADDITIVE ADVISORY PBC

Office #1: 1779 Kirby Parkway Suite 1-208, Memphis, TN 38138-0631

RIA

CRD#: 283979

MEMPHIS, TN

Past

January 30, 2001 - April 8, 2005

KBC SECURITIES USA LLC

CRD#: 46709

NEW YORK, NY

Past

October 5, 1999 - May 2, 2000

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADDITIVE ADVISORY PBC

ADDITIVE ADVISORY AND CAPITAL, LLC | ADDITIVE ADVISORY PBC

CRD#: 283979 / SEC#: 801-107878

RIA

Registered Investment Advisory firm - (6/2/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(6/2/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/6/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 6/7/2016

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 10/6/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 10/4/1999

General Securities Representative Examination

Current Firm

ADDITIVE ADVISORY PBC

ADDITIVE ADVISORY AND CAPITAL, LLC | ADDITIVE ADVISORY PBC

CRD#: 283979 / SEC#: 801-107878

RIA

Registered Investment Advisory firm - (6/2/2016 Approved)

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Contact information

Main Address

1779 Kirby Parkway Suite 1-208, Memphis, TN 38138-0631

Mailing Address

Phone number

(901) 498-6653

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADDITIVE FORM ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 106,836,935

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey D. Engelberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey David Engelberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

KBC SECURITIES USA LLC

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

ADDITIVE ADVISORY PBC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/6/1999

Series 3

Date: 6/7/2016

Series 55

Date: 10/6/1999

Series 7

Date: 10/4/1999

Current Firm

ADDITIVE ADVISORY PBC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADDITIVE ADVISORY PBC

TRUST BUT VERIFY

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