Damon T. Yorke
Professional summary
Damon Thomas Yorke is a registered financial professional currently at ALLIANZ LIFE FINANCIAL SERVICES, LLC located in Minneapolis, Minnesota.
Damon is registered as a RR (Registered Representative) and started their career in finance in 1993. Damon has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9, Series 10, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Damon Thomas Yorke's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 2011 - Present
ALLIANZ LIFE FINANCIAL SERVICES, LLC
Office #1: 5701 Golden Hills Drive, Minneapolis, MN 55416December 9, 2010 - March 8, 2011
EQUITABLE DISTRIBUTORS, LLC
November 25, 2009 - December 1, 2010
DIRECTED SERVICES LLC
July 14, 2000 - September 5, 2000
ING FUNDS DISTRIBUTOR, INC.
May 4, 1999 - December 1, 2010
DIRECTED SERVICES LLC
May 30, 1997 - April 2, 1999
AFSG SECURITIES CORPORATION
September 24, 1996 - April 8, 1997
EDWARD JONES
June 4, 1996 - September 9, 1996
TRADESTATION SECURITIES, INC.
July 15, 1993 - January 4, 1996
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/3/2022)
(7/6/2022)
(12/12/2025)
(12/18/2024)
(7/12/2022)
(10/19/2023)
(3/30/2011)
(3/30/2011)
(7/25/2023)
(3/30/2011)
(3/27/2019)
(3/30/2011)
(12/18/2024)
(4/28/2017)
(10/12/2023)
(12/12/2025)
(9/14/2022)
(1/3/2024)
(3/21/2011)
(4/28/2017)
(6/14/2024)
(4/28/2017)
(6/6/2023)
(9/14/2022)
(3/30/2011)
(3/30/2011)
Exams
Series 8
Date: 11/3/1994
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
ALLIANZ LIFE FINANCIAL SERVICES, LLC
CRD#: 612 / SEC#: , 8-13630
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA | OWNER | |
| DIAN, MATTHEW CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2246088 |
| GAUMOND, WILLIAM EDWARD | DIRECTOR | 5294073 |
| HELMEN, JOHN CURTIS | ASSISTANT VICE PRESIDENT, DISTRIBUTION NATIONAL ACCOUNTS | 4988276 |
| LORD-KRAHN, KRISTINE MARIE | CHIEF LEGAL OFFICER | 4241291 |
| THOMES, ERIC JON | CHIEF EXECUTIVE OFFICER | 4645308 |
| WALTHER, COREY JAY | PRESIDENT | 2398952 |
| WYSOCKI, REBECCA | PRINCIPAL OPERATIONS OFFICER | 6558204 |
| WYSOCKI, REBECCA | CHIEF FINANCIAL OFFICER | 6558204 |
| WYSOCKI, REBECCA | PRINCIPAL FINANCIAL OFFICER | 6558204 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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