David W. Balch
Professional summary
David Wilson Balch, who also goes by Dave Balch, David W Balch, is a registered financial professional currently at HAZARD & SIEGEL, INC. located in Manlius, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1993. David has worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Wilson Balch's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 13, 2021 - Present
HAZARD & SIEGEL, INC.
Office #1: 8195 Cazenovia Rd #6, Manlius, NY 13104January 22, 2019 - December 23, 2020
MML INVESTORS SERVICES, LLC
May 8, 2018 - January 4, 2019
BANKERS LIFE SECURITIES, INC.
February 21, 2012 - December 31, 2017
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
September 22, 2006 - January 10, 2012
ALLSTATE FINANCIAL SERVICES, LLC
May 3, 1999 - September 25, 2006
PARK AVENUE SECURITIES LLC
May 19, 1998 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
August 4, 1993 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
August 4, 1993 - May 12, 1998
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/13/2021)
(1/13/2021)
(3/19/2025)
Exams
FINRA
Current Firm
HAZARD & SIEGEL, INC.
CRD#: 2048 / SEC#: , 8-13942
Contact information
FINRA licenses (43 States and Territories)
Red Flags
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Company Information
HAZARD & SIEGEL, INC.
CRD#: 2048Manlius, NY 13104TRUST BUT VERIFY
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