Robert J. Thornton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert James Thornton was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1993. Robert had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 1995 - September 3, 1996
KENSINGTON WELLS INCORPORATED
May 9, 1994 - September 28, 1995
DUKE & CO., INC.
November 8, 1993 - May 12, 1994
H G I
State Registrations and Notice Filings
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Exams
Current Firm
KENSINGTON WELLS INCORPORATED
CRD#: 30570 / SEC#: , 8-44962
Contact information
Documents
Red Flags
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