George M. Doherty

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CRD#: 2371676

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

George Michael (jr) Doherty was a registered financial professional .

George is a previously registered financial professional and started their career in finance in 2011. George had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 18, 2011 - November 19, 2013

CORNERSTONE TRADING, LLC

CRD#: 34276

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

CORNERSTONE TRADING, LLC

CORNERSTONE PARTNERS | CORNERSTONE TRADING, LLC

CRD#: 34276 / SEC#: , 8-45457

Terminated by SEC on 02/01/2016

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Contact information

Main Address

Mailing Address

Phone number

Established

Illinois since 12/31/2004

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
JTL SECURITIES, INC	CLASS A MEMBER, MANAGING MEMBER
DUFFY, MARK FRANCIS	CLASS A MEMBER	870978
DOOLEY, RICHARD SCOTT	CCO	5879453
JOHN P OOSTERBAAN SECURITIES, LLC	CLASS B MEMBER

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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