Hans C. Medina

PINKERTON WEALTH PARTNERS

Honolulu, HI 96813

Some features on this profile are disabled

CRD#: 2371530

Professional summary

Hans Caparas Medina is a registered financial advisor currently at PINKERTON WEALTH PARTNERS located in Honolulu, Hawaii.

Hans is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Hans has worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hans Caparas Medina's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 17, 2026 - Present

PINKERTON WEALTH PARTNERS

Office #1: 1003 Bishop St. Ste. 2620, Honolulu, HI 96813

RIA

CRD#: 120973

Honolulu, HI

Past

January 17, 2025 - February 27, 2026

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

MILILAN, HI

Past

January 17, 2025 - February 27, 2026

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

Mililani, HI

Past

December 9, 2016 - January 17, 2025

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

Honolulu, HI

Past

January 7, 2014 - January 17, 2025

SHIRAISHI FINANCIAL GROUP ADVISORS

RIA

CRD#: 168645

HONOLULU, HI

Past

May 17, 2013 - November 13, 2014

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

HONOLULU, HI

Past

May 17, 2013 - December 9, 2016

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

HONOLULU, HI

Past

January 23, 2009 - May 8, 2013

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

HONOLULU, HI

Past

January 23, 2009 - May 8, 2013

SECURITIES AMERICA, INC.

CRD#: 10205

HONOLULU, HI

Past

November 20, 2008 - January 23, 2009

BRECEK & YOUNG ADVISORS, INC.

RIA

CRD#: 40395

HONOLULU, HI

Past

January 10, 2008 - January 23, 2009

BRECEK & YOUNG ADVISORS, INC.

CRD#: 40395

HONOLULU, HI

Past

April 17, 2002 - January 10, 2008

LPL FINANCIAL LLC

CRD#: 6413

HONOLULU, HI

Past

January 7, 2000 - March 19, 2002

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

July 16, 1997 - December 31, 1997

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Past

November 9, 1995 - December 31, 1996

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Past

August 25, 1993 - March 15, 1994

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PINKERTON WEALTH PARTNERS

CRD#: 120973 / SEC#: 801-71563

RIA

Registered Investment Advisory firm - (6/15/2010 Approved)

Idaho

Registered Investment Advisory firm - (10/2/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Hawaii
(3/17/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/18/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/2/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/7/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PINKERTON WEALTH PARTNERS

CRD#: 120973 / SEC#: 801-71563

RIA

Registered Investment Advisory firm - (6/15/2010 Approved)

Idaho

Registered Investment Advisory firm - (10/2/2006 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2000 John Loop, Coeur D'alene, ID 83814

Mailing Address

Phone number

(800) 634-2008

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A & 2B COMBINED DISCLOSURE BROCHURE (3/12/2026)

Regulatory assets under management

Total Number of Accounts	13,361
AUM (Assets Under Management)	$ 1,439,082,849

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Bradford Tom

INDEPENDENT FINANCIAL GROUP, LLC

IAR

Honolulu, HI

Racquel Nakata

EQUITABLE ADVISORS, LLC

IAR

Honolulu, HI

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Hans C. Medina

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hans Caparas Medina's CRS (Customer Relationship Summary).

Certified licenses

Experience

PINKERTON WEALTH PARTNERS

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

INDEPENDENT FINANCIAL GROUP, LLC

SHIRAISHI FINANCIAL GROUP ADVISORS

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

BRECEK & YOUNG ADVISORS, INC.

BRECEK & YOUNG ADVISORS, INC.

LPL FINANCIAL LLC

CETERA WEALTH SERVICES, LLC

WMA SECURITIES, INC.

WMA SECURITIES, INC.

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

PINKERTON WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/18/2008

Series 63

Date: 10/2/1993

SIE

Date: 10/1/2018

Series 6

Date: 8/7/1993

Current Firm

PINKERTON WEALTH PARTNERS

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PINKERTON WEALTH PARTNERS

TRUST BUT VERIFY

Similar Advisors