Beth A. Milem
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Beth Anne Milem was a registered financial professional .
Beth is a previously registered financial professional and started their career in finance in 2002. Beth had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2012 - December 6, 2016
WAVEFRONT US CORPORATION
October 24, 2002 - April 1, 2004
MILEM INVESTMENT COUNSEL, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Current Firm
WAVEFRONT US CORPORATION
CRD#: 155018 / SEC#: 801-71815
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Texas | ERA - Active | 5/26/2017 |
Red Flags
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