Michael P. Maloney

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CRD#: 2371261

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Patrick Maloney, who also goes by Michael Patrick Maloney Jr, Mike Maloney Jr, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1993. Michael had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael Patrick Maloney Jr | Mike Maloney Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 24, 2019 - December 4, 2019

CLARUS WEALTH ADVISORS, LLC

RIA

CRD#: 281160

PEORIA, AZ

Past

April 24, 2019 - May 20, 2019

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

Surprise, AZ

Past

April 24, 2019 - May 20, 2019

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

Surprise, AZ

Past

February 6, 2014 - April 23, 2019

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

SURPRISE, AZ

Past

January 31, 2014 - April 23, 2019

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SURPRISE, AZ

Past

March 2, 2006 - February 19, 2014

CETERA ADVISORS LLC

RIA

CRD#: 10299

SURPRISE, AZ

Past

February 15, 2006 - February 19, 2014

CETERA ADVISORS LLC

CRD#: 10299

SURPRISE, AZ

Past

January 28, 2005 - February 21, 2006

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

SCOTTSDALE, AZ

Past

May 30, 2000 - December 31, 2005

QUESTAR CAPITAL CORPORATION

RIA

CRD#: 43100

PHOENIX, AZ

Past

December 17, 1999 - February 21, 2006

QUESTAR CAPITAL CORPORATION

CRD#: 43100

PHOENIX, AZ

Past

February 1, 1999 - December 16, 1999

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

August 15, 1997 - January 29, 1999

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

August 26, 1993 - July 30, 1997

MARINER FINANCIAL SERVICES, INC.

CRD#: 8292

LARGO, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLARUS WEALTH ADVISORS, LLC

CRD#: 281160 / SEC#: 801-110156

RIA

Registered Investment Advisory firm - (3/20/2017 Approved)

Arizona

Registered Investment Advisory firm - (3/23/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/15/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/25/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/28/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/25/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/4/1999

General Securities Principal Examination

Current Firm

CLARUS WEALTH ADVISORS, LLC

CRD#: 281160 / SEC#: 801-110156

RIA

Registered Investment Advisory firm - (3/20/2017 Approved)

Arizona

Registered Investment Advisory firm - (3/23/2017 Terminated)

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Contact information

Main Address

9125 W. Thunderbird Road, Suite 100, Peoria, AZ 85381

Mailing Address

Phone number

(623) 583-6840

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2B 2025 (3/11/2025)

Regulatory assets under management

Total Number of Accounts	918
AUM (Assets Under Management)	$ 256,942,795

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael P. Maloney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

CETERA ADVISORS LLC

CETERA ADVISORS LLC

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

QUESTAR CAPITAL CORPORATION

SUNAMERICA SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

MARINER FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CLARUS WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/15/2000

Series 63

Date: 8/25/1993

SIE

Date: 10/1/2018

Series 7

Date: 4/28/1997

Series 6

Date: 8/25/1993

Series 24

Date: 5/4/1999

Current Firm

CLARUS WEALTH ADVISORS, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLARUS WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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