MV
Mark A. Vosika
WEALTH WATCH ADVISORS,
GOLDEN, CO 80401
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CRD#: 2371202
MV
Professional summary
Mark Alan Vosika, who also goes by Mark Vosika, is a registered financial advisor currently at WEALTH WATCH ADVISORS, INC located in Golden, Colorado.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Mark has worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark Vosika
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)MARK A. VOSIKA, VARIOUS INSURANCE COMPANIES, 1746 COLE BLVD., SUITE 225, GOLDEN, CO 80401, FIXED INSURANCE SALES AGENT, INV-REL, SELL FIXED INS SUCH AS LIFE, HEALTH, P&C, FIXED ANNUITIES, OWNER, START 1995, 80 HRS/MO, 80 HRS/MO
2)OWNER OF RENTAL PROPERTY, AUGUSTA, GA, NOT INV-REL, START 7/2006, 0 HRS
3)POWER OF ATTORNEY FOR IMMEDIATE FAMILY MEMBER, NOT INV-REL
4)GOLDEN RETIREMENT STRATEGIES INC; 02/19/2003; YES RELATED; 1746 COLE BLVD., SUITE 225, GOLDEN, CO 80401; PRESIDENT, 0 HRS/MO, 0 TRADING, INCOME AND TAX PURPOSES ONLY.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Alan Vosika's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 19, 2018 - Present
WEALTH WATCH ADVISORS, INC
Office #1: 1746 Cole Blvd Suite 225, Golden, CO 80401RIA
CRD#: 172002
GOLDEN, CO
Past
February 27, 2014 - March 17, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
GOLDEN, CO
Past
January 2, 2014 - March 17, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
GOLDEN, CO
Past
February 11, 2013 - August 28, 2013
CREATIVEONE SECURITIES, LLC
RIA
CRD#: 152974
GREENWOOD VILLAGE, CO
Past
January 7, 2013 - January 22, 2013
CREATIVEONE SECURITIES, LLC
RIA
CRD#: 152974
GREENWOOD VILLAGE, CO
Past
January 7, 2013 - August 28, 2013
CREATIVEONE SECURITIES, LLC
BD
CRD#: 152974
GREENWOOD VILLAGE, CO
Past
February 13, 2012 - December 31, 2012
SUNSET FINANCIAL SERVICES, INC.
RIA
CRD#: 3538
GREENWOOD VILLAGE, CO
Past
January 3, 2012 - January 9, 2012
SUNSET FINANCIAL SERVICES, INC.
RIA
CRD#: 3538
GREENWOOD VILLAGE, CO
Past
January 3, 2012 - December 31, 2012
SUNSET FINANCIAL SERVICES, INC.
BD
CRD#: 3538
GREENWOOD VILLAGE, CO
Past
January 12, 2004 - December 14, 2011
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
GOLDEN, CO
Past
December 10, 2003 - December 14, 2011
SECURITIES AMERICA, INC.
BD
CRD#: 10205
GOLDEN, CO
Past
March 23, 1999 - December 16, 2003
FFP ADVISORY SERVICES INC
RIA
CRD#: 110778
GOLDEN, CO
Past
July 20, 1998 - December 16, 2003
FFP SECURITIES, INC.
BD
CRD#: 16337
CHESTERFIELD, MO
Past
January 23, 1996 - July 20, 1998
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
June 6, 1994 - January 31, 1996
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Past
September 23, 1993 - June 6, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WEALTH WATCH ADVISORS, INC
ALPHALINK INVESTMENTS, LTD | WORTH RETIREMENT ADVISORS | WEST TEXAS SENIOR RESOURCES | WEALTH WATCH ADVISORS, LLC | WEALTH WATCH ADVISORS, INC. | WEALTH WATCH ADVISORS, INC | TRUSKOR WEALTH GROUP | THE WEALTH ADVOCATE INVESTMENT GROUP LLC | STRONG FINANCIAL, INC | SOLOMON GROUP FINANCIAL SERVICES | SHIELD FINANCIAL AND INSURANCE SERVICES, INC. | SCOTT FINANCIAL SERVICES | SANDERS INDEPENDENT CONSULTING | RETIRE HAPPILY | PACKARD ADVISORY | J. MARTIN WEALTH MANAGEMENT | HUGHES RETIREMENT & FINANCIAL STRATEGIES | HEART FINANCIAL GROUP | GOLDLINE FINANCIAL SERVICES | E. H. HOWARD WEALTH MANGEMENT, LLC. | CSE CAPITAL MANAGEMENT AND INSURANCE SERVICES, INC | CLEAR DIRECTION FINANCIAL | CANNON FINANCIAL GROUP | ALTUS WEALTH STRATEGIES, INC
CRD#: 172002 / SEC#: 801-96180
RIA
Registered Investment Advisory firm - (5/6/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(1/19/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WW
WEALTH WATCH ADVISORS, INC
ALPHALINK INVESTMENTS, LTD | WORTH RETIREMENT ADVISORS | WEST TEXAS SENIOR RESOURCES | WEALTH WATCH ADVISORS, LLC | WEALTH WATCH ADVISORS, INC. | WEALTH WATCH ADVISORS, INC | TRUSKOR WEALTH GROUP | THE WEALTH ADVOCATE INVESTMENT GROUP LLC | STRONG FINANCIAL, INC | SOLOMON GROUP FINANCIAL SERVICES | SHIELD FINANCIAL AND INSURANCE SERVICES, INC. | SCOTT FINANCIAL SERVICES | SANDERS INDEPENDENT CONSULTING | RETIRE HAPPILY | PACKARD ADVISORY | J. MARTIN WEALTH MANAGEMENT | HUGHES RETIREMENT & FINANCIAL STRATEGIES | HEART FINANCIAL GROUP | GOLDLINE FINANCIAL SERVICES | E. H. HOWARD WEALTH MANGEMENT, LLC. | CSE CAPITAL MANAGEMENT AND INSURANCE SERVICES, INC | CLEAR DIRECTION FINANCIAL | CANNON FINANCIAL GROUP | ALTUS WEALTH STRATEGIES, INC
CRD#: 172002 / SEC#: 801-96180
RIA
Registered Investment Advisory firm - (5/6/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
S Valley Hwy 8310, Englewood, CO 80112
Mailing Address
Phone number
(855) 822-3708
Established
Firm type
Fiscal year end
# of Employees
54
SEC notice filing (25 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,556 |
| AUM (Assets Under Management) | $ 473,650,570 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WEALTH WATCH ADVISORS, INC
CRD#: 172002Golden, CO 80401TRUST BUT VERIFY
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