George J. Harkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Joseph Harkins JR was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1969. George had worked at 7 firms and has passed the Series 63, SIE, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2011 - November 30, 2015
SCF SECURITIES, INC.
October 7, 2005 - May 12, 2011
INDEPENDENT FINANCIAL GROUP, LLC
February 27, 2004 - September 28, 2005
CENTAURUS FINANCIAL, INC.
June 13, 2003 - March 10, 2004
SENTRA SECURITIES CORPORATION
January 26, 1983 - June 4, 2003
SENTRA SECURITIES CORPORATION
April 2, 1974 - January 25, 1983
SOUTHMARK FINANCIAL SERVICES, INC.
June 5, 1973 - April 25, 1974
INVESTORS FINANCIAL SERVICES, INC.
October 28, 1969 - July 11, 1973
EQUITY FUNDING CORP OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/23/1969
Registered Representative ExaminationSeries 00
Date: 11/11/1974
General Securities Principal ExaminationCurrent Firm
SCF SECURITIES, INC.
CRD#: 47275 / SEC#: , 8-51760
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
