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Troy J. Stonehocker

Some features on this profile are disabled
CRD#: 2371159
TS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Troy John Stonehocker was a registered financial professional .

Troy is a previously registered financial professional and started their career in finance in 1996. Troy had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Troy Stonehocker (started 2006) is registered as an Investment Adviser Representative and is a Vice President of Bear Creek Asset Management, LLC (CRD #137677 / SEC #801-64862). The address of the business is: 1200 17th Street, Suite 970 Denver, CO 80202 Bear Creek Asset Management, LLC is an SEC Registered Investment Adviser and this is an investment-related business. Bear Creek Asset Management, LLC is an affiliate of Bear Creek Securities, LLC. Mr. Stonehocker spends approximately 180 hours a month on his activities at Bear Creek Asset Management, LLC, which are mostly during securities trading hours. Please refer to the most recently filed Form ADV for Bear Creek Asset Management, LLC at www.advisorinfo.sec.gov for more information on the entities Mr. Stonehocker is associated with and the business activities Mr. Stonehocker performs as an employee of Bear Creek Asset Management, LLC.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 1, 2006 - August 28, 2024

BEAR CREEK SECURITIES LLC

BD
CRD#: 139941
DENVER, CO
Past

May 10, 2006 - August 28, 2024

BEAR CREEK ASSET MANAGEMENT, LLC

RIA
CRD#: 137677
DENVER, CO
Past

September 15, 2000 - February 23, 2006

PIPER SANDLER & CO.

BD
CRD#: 665
DENVER, CO
Past

June 6, 1996 - April 15, 2003

U.S. BANCORP INVESTMENTS, INC.

BD
CRD#: 17868
SAINT PAUL, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/9/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/19/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/5/1996
General Securities Representative Examination

Current Firm

BC
BEAR CREEK SECURITIES LLC
BEAR CREEK SECURITIES LLC

CRD#: 139941 / SEC#: , 8-67265

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
1200 17th Street Suite 970, Denver, CO 80202
Mailing Address
1200 17th Street Suite 970, Denver, CO 80202
Phone number
(303) 459-7333
Established
Colorado since 11/03/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BEAR CREEK HOLDING CO LLCOWNER/MANAGING MEMBER
RODDY, JOSEPH HODGESMCKENZIEMANAGING DIR/MUNI SEC PRIN/OPTIONS PRIN1942879
SILVER, DAVIDCHIEF COMPLIANCE OFFICER/FINOP6060455
WAHOO LLCOWNER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BEAR CREEK SECURITIES LLC

CRD#: 139941

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