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Ranjeet Nabha

CRD# 2371121·Registered 1994 - 2026
Previously Registered: Being a previously registered professional could mean that Ranjeet is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ranjeet Nabha, who also goes by R K Ranjeet Of Nabha, Ranjeet Of Nabha, Rkranjeetof Nabha, was a registered financial advisor. Ranjeet was a previously registered financial professional and started their career in finance 1994 - 2026. Ranjeet had worked at 6 firms and has passed the Series 63, Series 82TO, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

R K Ranjeet Of Nabha, Ranjeet Of Nabha, Rkranjeetof Nabha

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

RAINMAKER SECURITIES, LLC·CRD# 132995
BD
Coral Gables, FL
November 25, 2024 - March 5, 2026
JUMPSTART SECURITIES, LLC·CRD# 156214
BD
Atlanta, GA
November 2, 2023 - May 17, 2024
VCS VENTURE SECURITIES·CRD# 127921
BD
New York, NY
February 28, 2020 - November 11, 2021
JPMSI·CRD# 15733
BD
New York, NY
December 3, 1996 - November 23, 1998
SBC WARBURG, INC.·CRD# 23745
BD
New York, NY
June 3, 1996 - July 19, 1996
S.G. WARBURG & CO. INC.·CRD# 1483
BD
New York, NY
December 7, 1994 - June 3, 1996

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Current Firm

RS
RAINMAKER SECURITIES, LLC

RAINMAKER SECURITIES, LLC

CRD#: 132995 / SEC#: 8-66667
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

2000 Salzedo Street, #1218 Attn: Rainmaker Securities, Llc, Coral Gables, FL 33134

Mailing Address

382 Ne 191st St. #86647 #86647, Miami, FL 33179-3899

Phone Number

(888) 333-1091

Established

Delaware since 03/09/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (29 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
RAINMAKER GROUP HOLDINGS, LLCSOLE MEMBER—
ANDERSON, GLEN WAYNEPRESIDENT / CCO5030000
LALL, KIRAT SINGHMANAGING DIRECTOR - RESEARCH AND MARKETS6644470

Disclosures

Regulatory Event

4

Civil Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2020About the Series 63 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Jan 2023About the Series 82TO exam

SIE — Securities Industry Essentials Examination

Passed Feb 2020About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1994About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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