Ranjeet Nabha
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ranjeet Nabha, who also goes by R K Ranjeet Of Nabha, Ranjeet Of Nabha, Rkranjeetof Nabha, was a registered financial professional .
Ranjeet is a previously registered financial professional and started their career in finance in 1994. Ranjeet had worked at 6 firms and has passed the Series 63, Series 82TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 2024 - March 5, 2026
RAINMAKER SECURITIES, LLC
November 2, 2023 - May 17, 2024
JUMPSTART SECURITIES, LLC
February 28, 2020 - November 11, 2021
VCS VENTURE SECURITIES
December 3, 1996 - November 23, 1998
JPMSI
June 3, 1996 - July 19, 1996
SBC WARBURG, INC.
December 7, 1994 - June 3, 1996
S.G. WARBURG & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 1/1/2023
Limited Representative-Private Securities OfferingsCurrent Firm
RAINMAKER SECURITIES, LLC
CRD#: 132995 / SEC#: , 8-66667
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
