Joseph N. Faragi
Professional summary
Joseph None Faragi, who also goes by Joseph Faragi, is a registered financial advisor currently at THE FARAGI GROUP located in Forked River, New Jersey.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Joseph has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph None Faragi's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 12, 2012 - Present
THE FARAGI GROUP
Office #1: 525 Lacey Road, Forked River, NJ 08731January 28, 2009 - November 8, 2011
ROOSEVELT INVESTMENTS
May 23, 2002 - February 20, 2004
CHARLES SCHWAB & CO., INC.
April 21, 1995 - February 20, 2004
CHARLES SCHWAB & CO., INC.
August 3, 1993 - September 14, 1994
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/12/2012)
Exams
Series 8
Date: 12/3/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
THE FARAGI GROUP
CRD#: 159936 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 58 |
| AUM (Assets Under Management) | $ 14,000,000 |
Red Flags
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Company Information
THE FARAGI GROUP
CRD#: 159936Forked River, NJ 08731TRUST BUT VERIFY
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