William C. Kauachi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Camilo Kauachi, who also goes by Kauachi Camilo, Camilo Kauachi, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1993. William had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 1995 - April 8, 1998
EMERALD SECURITIES, L.L.C.
July 14, 1995 - August 14, 1995
INVESTORS ASSOCIATES, INC.
July 11, 1994 - August 3, 1995
RAUSCHER PIERCE REFSNES, INC.
September 29, 1993 - January 1, 1994
INVESTORS ASSOCIATES, INC.
September 29, 1993 - June 29, 1994
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
EMERALD SECURITIES, L.L.C.
CRD#: 39206 / SEC#: , 8-48569
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
