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William Camilo Kauachi

CRD# 2370953·Registered 1993 - 1998
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William Camilo Kauachi, who also goes by Kauachi Camilo, Camilo Kauachi, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1993 - 1998. William had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kauachi Camilo, Camilo Kauachi

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

EMERALD SECURITIES, L.L.C.·CRD# 39206
BD
Houston, TX
December 20, 1995 - April 8, 1998
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
July 14, 1995 - August 14, 1995
RAUSCHER PIERCE REFSNES, INC.·CRD# 6663
BD
Dallas, TX
July 11, 1994 - August 3, 1995
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
September 29, 1993 - January 1, 1994
AMERIPRISE ADVISOR SERVICES, INC.·CRD# 5979
BD
Detroit, MI
September 29, 1993 - June 29, 1994

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Current Firm

ES
EMERALD SECURITIES, L.L.C.

EMERALD SECURITIES, L.L.C.

CRD#: 39206 / SEC#: 8-48569
BD
Cancelled by SEC on 07/15/1998

Contact Information

Established

Texas since 08/01/1995

Firm Type

Other Types of Legal Formation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1993About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Oct 1995About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Jul 1995About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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