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Lee E. Reeves

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CRD#: 2370856
LR

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lee Edward Reeves JR, who also goes by Lee E Reeves Jr, was a registered financial professional .

Lee is a previously registered financial professional and started their career in finance in 1993. Lee had worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Lee E Reeves Jr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 13, 2015 - June 21, 2017

EAGLE FINANCIAL ADVISORS, LLC

RIA
CRD#: 167696
RALEIGH, NC
Past

December 17, 2013 - September 30, 2014

VERITY ASSET MANAGEMENT

RIA
CRD#: 158667
DURHAM, NC
Past

March 9, 2011 - September 30, 2014

VERITY INVESTMENTS, INC.

BD
CRD#: 41527
DURHAM, NC
Past

May 3, 1999 - December 31, 2009

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
RALEIGH, NC
Past

February 25, 1998 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

BD
CRD#: 6635
NEW YORK, NY
Past

July 14, 1993 - February 25, 1998

WS GRIFFITH SECURITIES, INC.

BD
CRD#: 10410
HARTFORD, CT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 10/26/2012
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


EF
EAGLE FINANCIAL ADVISORS, LLC
CLA USA ADVISORY GROUP, LLC | EAGLE FINANCIAL ADVISORS, LLC

CRD#: 167696 / SEC#:

Arizona
Registered Investment Advisory firm - (6/16/2015 Approved)
Florida
Registered Investment Advisory firm - (5/21/2014 Approved)
Georgia
Registered Investment Advisory firm - (10/16/2014 Approved)
Illinois
Registered Investment Advisory firm - (4/1/2015 Approved)
Indiana
Registered Investment Advisory firm - (4/16/2021 Approved)
Louisiana
Registered Investment Advisory firm - (10/6/2014 Approved)
Michigan
Registered Investment Advisory firm - (6/11/2014 Approved)
Minnesota
Registered Investment Advisory firm - (11/2/2015 Approved)
Missouri
Registered Investment Advisory firm - (12/3/2014 Approved)
New Jersey
Registered Investment Advisory firm - (8/31/2019 Terminated)
New Mexico
Registered Investment Advisory firm - (6/5/2017 Approved)
North Carolina
Registered Investment Advisory firm - (1/17/2014 Approved)
Ohio
Registered Investment Advisory firm - (3/3/2014 Approved)
Oklahoma
Registered Investment Advisory firm - (4/23/2014 Approved)
Oregon
Registered Investment Advisory firm - (2/10/2014 Approved)
Pennsylvania
Registered Investment Advisory firm - (3/13/2014 Approved)
Texas
Registered Investment Advisory firm - (9/16/2013 Approved)
Wisconsin
Registered Investment Advisory firm - (2/19/2015 Approved)
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Contact information


Main Address
9300 Wade Blvd. Suite 100, Frisco, TX 75035
Mailing Address
Phone number
(800) 994-1317
Established
Firm type
Fiscal year end
# of Employees
7

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts373
AUM (Assets Under Management)$ 86,998,719

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EAGLE FINANCIAL ADVISORS, LLC

CRD#: 167696

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