John C. Farrell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Clinton Farrell was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1993. John had worked at 2 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2007 - December 31, 2018
JOHN C. FARRELL, CFP(R), CHFC
October 20, 1993 - December 13, 1995
NATIONWIDE SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
JOHN C. FARRELL, CFP(R), CHFC
CRD#: 129530 / SEC#:
Contact information
Red Flags
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