Edward M. Anton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Michael Anton was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1993. Edward had worked at 2 firms and has passed the Series 63, Series 72 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2010 - September 24, 2012
ROSENTHAL GLOBAL SECURITIES LLC
February 2, 1998 - April 30, 2008
ROSENTHAL GLOBAL SECURITIES LLC
October 28, 1993 - October 10, 1997
CANTOR FITZGERALD SECURITIES
State Registrations and Notice Filings
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Exams
Series 72
Date: 11/15/2010
Government Securities Representative ExaminationCurrent Firm
ROSENTHAL GLOBAL SECURITIES LLC
CRD#: 19721 / SEC#: , 8-38021
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
