Louis M. Melone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Michael Melone, who also goes by Louis M Melone, was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1993. Louis had worked at 17 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2020 - May 4, 2020
MONMOUTH ADVISORY SERVICES, LLC
January 10, 2019 - September 24, 2019
FIRST STANDARD FINANCIAL ADVISORY
December 17, 2018 - September 24, 2019
FIRST STANDARD FINANCIAL COMPANY LLC
April 4, 2018 - December 18, 2018
WORLD INVESTMENTS, LLC
April 4, 2018 - December 18, 2018
WORLD INVESTMENTS, LLC
October 5, 2016 - September 25, 2017
INVST, LLC
September 13, 2016 - April 5, 2018
CHELSEA FINANCIAL SERVICES
May 27, 2015 - September 14, 2016
WORLD INVESTMENTS, LLC
January 2, 2015 - June 3, 2015
MSI FINANCIAL SERVICES, INC.
January 2, 2015 - June 3, 2015
MSI FINANCIAL SERVICES, INC.
April 9, 2012 - January 2, 2015
NEW ENGLAND SECURITIES
March 27, 2012 - January 2, 2015
NEW ENGLAND SECURITIES
December 8, 2009 - March 27, 2012
WELLS FARGO CLEARING SERVICES, LLC
December 8, 2009 - March 27, 2012
WELLS FARGO CLEARING SERVICES, LLC
May 27, 2008 - December 7, 2009
LPL FINANCIAL LLC
May 27, 2008 - December 7, 2009
LPL FINANCIAL LLC
December 20, 2006 - May 27, 2008
IFMG SECURITIES, INC.
December 20, 2006 - May 27, 2008
IFMG SECURITIES, INC.
October 20, 2004 - December 19, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - December 19, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 17, 2004 - October 20, 2004
QUICK & REILLY, INC.
August 17, 2004 - October 20, 2004
QUICK & REILLY, INC.
September 12, 2002 - August 9, 2004
IFMG SECURITIES, INC.
April 30, 2002 - August 9, 2004
IFMG SECURITIES, INC.
September 5, 2001 - April 19, 2002
SOMERSET FINANCIAL GROUP, INC.
August 28, 1996 - April 3, 1997
CETERA WEALTH SERVICES, LLC
June 8, 1995 - September 23, 1996
METROPOLITAN LIFE INSURANCE COMPANY
June 8, 1995 - September 23, 1996
MSI FINANCIAL SERVICES, INC.
July 28, 1993 - November 23, 1993
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MONMOUTH ADVISORY SERVICES, LLC
CRD#: 298603 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
