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Vito G. Padulo

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CRD#: 2370645
VP

Professional summary

Vito Gerard Padulo was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Vito is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Vito had worked at 3 firms, which includes CAPITAL PLANNING ASSOCIATES INC., ROYAL PALM INVESTMENTS LTD., EURO-ATLANTIC SECURITIES INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gerard Padulo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 2, 1997 - October 1, 1998

CAPITAL PLANNING ASSOCIATES, INC.

BD
CRD#: 15107
SOUTH PLAINFIELD, NJ
Past

February 20, 1997 - July 29, 1997

ROYAL PALM INVESTMENTS, LTD.

BD
CRD#: 28761
GREEN ACRES, FL
Past

August 16, 1996 - January 16, 1997

EURO-ATLANTIC SECURITIES INC.

BD
CRD#: 21367
BOCA RATON, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/19/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 62
Date: 5/31/1996
Corporate Securities Limited Representative Examination

Current Firm

CP
CAPITAL PLANNING ASSOCIATES, INC.
CAPITAL PLANNING ASSOCIATES, INC.

CRD#: 15107 / SEC#: , 8-31684

BD
Cancelled by SEC on 11/30/2001
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Contact information

Main Address
Mailing Address
Phone number
Established
Colorado since 02/24/1984
Firm type
Corporation
Fiscal year end
May
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL PLANNING ASSOCIATES, INC.

CRD#: 15107

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