Robert M. Laborete
Professional summary
Robert Mas Laborete was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial advisor and started their career in finance in 1994. Prior to being barred, Robert had worked at 4 firms, which includes TD AMERITRADE INC., JACK WHITE & COMPANY INC., SCOTTRADE INC., MONTANO SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2006 - November 12, 2014
TD AMERITRADE, INC.
June 1, 1998 - November 12, 2014
TD AMERITRADE, INC.
March 11, 1996 - June 1, 1998
JACK WHITE & COMPANY, INC.
August 31, 1995 - January 24, 1996
SCOTTRADE, INC.
February 4, 1994 - November 22, 1994
MONTANO SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
