Stanley E. Hargrave
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stanley Edward Hargrave was a registered financial advisor .
Stanley is a previously registered financial advisor and started their career in finance in 1973. Stanley had worked at 9 firms and has passed the Series 65, Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2005 - December 31, 2012
HARGRAVE & ASSOCIATES, LLC
August 2, 2000 - December 15, 2005
INDEPENDENT FINANCIAL ADVISORS LLC
August 26, 1994 - March 27, 1996
MASTERS CAPITAL, INC.
June 30, 1987 - October 4, 1988
ARAGON FINANCIAL SERVICES, INC.
December 2, 1985 - April 15, 1992
PIM FINANCIAL SERVICES, INC.
March 3, 1980 - November 5, 1985
LPL FINANCIAL LLC
October 25, 1979 - March 26, 1980
INVESTORS FINANCIAL SERVICES, INC.
February 24, 1978 - September 9, 1979
MORGAN STANLEY DW INC.
December 6, 1973 - February 24, 1978
DEAN WITTER & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/29/1973
Registered Representative ExaminationCurrent Firm
HARGRAVE & ASSOCIATES, LLC
CRD#: 136752 / SEC#:
Contact information
Red Flags
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