Daniel M. Hughes
Professional summary
Daniel Michael Hughes was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Daniel is a previously registered financial advisor and started their career in finance in 1993. Prior to being barred, Daniel had worked at 4 firms, which includes FOSSETT HUGHES AND JABIN INVESTMENT ADVISORS, FIFTH THIRD SECURITIES INC., BANC ONE SECURITIES CORPORATION, AMERICAN GENERAL EQUITY SERVICES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2007 - April 23, 2009
FOSSETT HUGHES AND JABIN INVESTMENT ADVISORS
August 28, 2007 - September 21, 2007
FIFTH THIRD SECURITIES, INC.
February 28, 2001 - September 21, 2007
FIFTH THIRD SECURITIES, INC.
December 12, 1996 - March 2, 2001
BANC ONE SECURITIES CORPORATION
September 17, 1993 - December 11, 1996
AMERICAN GENERAL EQUITY SERVICES CORPORATION
State Registrations and Notice Filings
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Exams
Current firm
No current employment
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