SG
Samuel B. Gentry
KESTRA ADVISORY SERVICES
BOUNTIFUL, UT
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CRD#: 2370482
SG
Professional summary
Samuel Brantz Gentry, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Bountiful, Utah and KESTRA INVESTMENT SERVICES, LLC located in South Jordan, Utah.
Samuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Samuel has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: NFP Investment Related: Yes Address: 4685 South Highland Dr. Salt Lake City UT 84117 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Retirement consultant Start Date: 6/1/2016 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Meeting with retirement plan participants to help them reach their retirement goalsBusiness Name: NFP Corporate Services (UT), Inc. Investment Related: Yes Address: 4685 S. Highland Dr. Salt Lake City UT 84117 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Retirement Consultant Start Date: 8/1/2016 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Retirement Consultant KESTRA ADVISORY SERVICES POSITION: Investment Advisor NATURE: Investment advisory services through an independent outside RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 32 START DATE: 05/01/2020 ADDRESS: 5707 SW Parkway, Bld 2 Ste 400, Austin TX 78735, United States DESCRIPTION: Setting up and managing accounts of individual investors. I will have discretionary control over the accounts.
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Brantz Gentry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 28, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 489 W. South Jordan Parkway Suite 310, South Jordan, UT 84095RIA
CRD#: 283330
BOUNTIFUL, UT
Current
October 14, 2019 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 489 W. South Jordan Parkway Suite 310, South Jordan, UT 84095BD
CRD#: 42046
South Jordan, UT
Past
October 31, 2013 - May 9, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
LEHI, UT
Past
September 27, 2013 - June 11, 2019
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
LEHI, UT
Past
March 18, 2008 - June 29, 2013
EMPOWER FINANCIAL SERVICES, INC.
BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past
July 13, 1993 - December 12, 2000
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/25/2020)
RR
California(9/25/2020)
RR
Idaho(9/25/2020)
RR
Michigan(9/25/2020)
RR
Montana(9/25/2020)
RR
Nevada(2/27/2020)
RR
Texas(12/14/2023)
IAR
Texas(12/14/2023)
IAR
Utah(4/28/2016)
RR
Utah(10/31/2019)
RR
Virginia(9/25/2020)
RR
West Virginia(12/12/2023)
RR
Wyoming(11/6/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/14/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
