Reina L. Schlager
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Reina Loree Schlager, who also goes by Reina Shapiro, was a registered financial professional .
Reina is a previously registered financial professional and started their career in finance in 1993. Reina had worked at 10 firms and has passed the Series 66, Series 22TO, Series 52TO, Series 62, Series 72, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2010 - August 27, 2021
J. W. COLE ADVISORS, INC.
September 1, 2010 - August 27, 2021
J.W. COLE FINANCIAL, INC.
March 6, 2008 - December 31, 2010
SCHLAGER SCHLAGER & LEVIN
August 11, 2006 - June 9, 2009
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
August 11, 2006 - September 29, 2010
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 23, 2002 - September 7, 2006
ASSET & FINANCIAL PLANNING, LTD
February 10, 2000 - September 7, 2006
PRIME CAPITAL SERVICES, INC.
July 30, 1997 - February 14, 2000
NATHAN & LEWIS SECURITIES, INC.
November 6, 1996 - August 11, 1997
WMA SECURITIES, INC.
October 25, 1993 - December 31, 1994
NEW ENGLAND SECURITIES
Primary Firm SEC Registration
J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 72
Date: 1/2/2023
Government Securities Representative ExaminationCurrent Firm
J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
