Daniel J. Ringsred
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel John Ringsred, who also goes by Daniel Ringsred, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1998. Daniel had worked at 4 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2010 - January 16, 2020
DENALI WEALTH MANAGEMENT, INC.
April 1, 2010 - March 31, 2011
PURSHE KAPLAN STERLING INVESTMENTS
December 16, 2004 - April 12, 2010
RBC CAPITAL MARKETS, LLC
April 15, 1998 - April 12, 2010
RBC CAPITAL MARKETS, LLC
March 10, 1998 - December 31, 2004
INVESTMENT ADVISORY SERVICES, LLC
Primary Firm SEC Registration
DENALI WEALTH MANAGEMENT, INC.
CRD#: 153323 / SEC#: 801-71260
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DENALI WEALTH MANAGEMENT, INC.
CRD#: 153323 / SEC#: 801-71260
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 376 |
| AUM (Assets Under Management) | $ 182,964,000 |
Red Flags
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