Cathy Y Huang
Professional Summary
Cathy Y Huang, who also goes by Cathy Huang Hsu, Cathy Y Hsu, Cathy Yiping Hsu, Cathy Yiping Huang, Yiping Cathy Huang, was a registered financial advisor. Cathy was a previously registered financial professional and started their career in finance 1993 - 2004. Cathy had worked at 4 firms and has passed the Series 63, Series 7, Series 4, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Cathy Huang Hsu, Cathy Y Hsu, Cathy Yiping Hsu, Cathy Yiping Huang, Yiping Cathy Huang
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
PERPETUAL SECURITIES, INC.
Contact Information
Established
New York since 06/30/1994Firm Type
CorporationFiscal Year End
JuneDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NO ONE | NONE | — |
Disclosures
Regulatory Event
4Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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