Cathy Y. Huang
Professional summary
Cathy Y Huang was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Cathy is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Cathy had worked at 4 firms, which includes PERPETUAL SECURITIES INC., MEYERS POLLOCK ROBBINS INC., SIMON SECURITIES INC., ANGLO-AMERICAN INVESTOR SERVICES CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 1995 - February 27, 2004
PERPETUAL SECURITIES, INC.
August 11, 1994 - February 2, 1996
MEYERS POLLOCK ROBBINS, INC.
February 26, 1994 - July 20, 1994
SIMON SECURITIES, INC.
September 22, 1993 - April 19, 1994
ANGLO-AMERICAN INVESTOR SERVICES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
PERPETUAL SECURITIES, INC.
CRD#: 36841 / SEC#: , 8-47512
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
Red Flags
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