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Youwei Paul Xu

CRD# 2370245·Registered 1993 - 2004
Barred: Youwei Paul Xu was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Youwei Paul Xu, who also goes by Paul Y Hsu, Paul Youwei Hsu, Paul Hsu, Y Paul Hsu, Paul Youwei Xu, was a registered financial advisor. Youwei was a previously registered financial professional and started their career in finance 1993 - 2004. Youwei had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Paul Y Hsu, Paul Youwei Hsu, Paul Hsu, Y Paul Hsu, Paul Youwei Xu

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

PERPETUAL SECURITIES, INC.·CRD# 36841
BD
Forest Hills, NY
July 14, 1995 - March 2, 2004
MEYERS POLLOCK ROBBINS, INC.·CRD# 13436
BD
New York, NY
July 27, 1994 - August 7, 1995
SIMON SECURITIES, INC.·CRD# 16746
BD
Collingswood, NJ
February 7, 1994 - July 20, 1994
ANGLO-AMERICAN INVESTOR SERVICES CORP.·CRD# 14278
BD
Charlottesville, VA
September 22, 1993 - April 19, 1994

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Current Firm

PS
PERPETUAL SECURITIES, INC.

PERPETUAL SECURITIES, INC.

CRD#: 36841 / SEC#: 8-47512
BD
Terminated by SEC on 02/14/2004

Contact Information

Established

New York since 06/30/1994

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
NO ONENONE—

Disclosures

Regulatory Event

4

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1993About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Jun 1994About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Apr 1994About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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