Dexter K. John
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dexter Kirnon John was a registered financial professional .
Dexter is a previously registered financial professional and started their career in finance in 1993. Dexter had worked at 16 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2005 - September 14, 2006
WALLSTREET*E FINANCIAL SERVICES, INC.
October 25, 2004 - August 16, 2005
GUNNALLEN FINANCIAL, INC
February 26, 2002 - August 30, 2002
J.P. TURNER & COMPANY, L.L.C.
May 7, 2001 - December 3, 2001
WALL STREET FINANCIAL GROUP, INC.
December 12, 2000 - April 16, 2001
HAPOALIM SECURITIES USA, INC.
August 18, 2000 - December 11, 2000
BISHOP, ROSEN & CO., INC.
July 23, 1999 - August 18, 2000
MONTROSE CAPITAL MANAGEMENT LTD.
November 9, 1998 - July 26, 1999
SOLID ISG CAPITAL MARKETS, LLC
January 14, 1998 - October 19, 1998
THE THERMOPYLAE GROUP, INC.
April 25, 1997 - January 23, 1998
ASH FINANCIAL CORP.
May 24, 1996 - May 9, 1997
FIRST CAMBRIDGE SECURITIES CORPORATION
October 31, 1995 - May 23, 1996
FIRST ASSET MANAGEMENT, INC.
August 11, 1995 - November 21, 1995
AMERICORP SECURITIES, INC.
October 12, 1994 - October 24, 1995
J.W. BARCLAY & CO., INC.
August 18, 1994 - October 7, 1994
WESTFIELD FINANCIAL CORPORATION
August 9, 1993 - February 18, 1994
EMANUEL AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WALLSTREET*E FINANCIAL SERVICES, INC.
CRD#: 43896 / SEC#: , 8-50464
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
