William A. Waggoner

STONEY CREEK ADVISORS LLC

Rochester Hills, MI 48307

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CRD#: 2370124

Professional summary

William Albert Waggoner II, who also goes by Bill Waggoner, William Albert Waggoner, is a registered financial advisor currently at STONEY CREEK ADVISORS LLC located in Rochester Hills, Michigan.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. William has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Waggoner | William Albert Waggoner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

STONEY CREEK PARTNERS, LLC, OWNER/PARTNER, SINCE 9/15/2015, LIFE AND HEALTH INSURANCE AGENCY, INVESTMENT RELATED, LOCATED AT 445 S. LIVERNOIS, SUITE 105B, ROCHESTER HILLS, MICHIGAN, 0HR/MO, 0 HRS/MO DURING TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Albert Waggoner II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 22, 2016 - Present

STONEY CREEK ADVISORS LLC

Office #1: 445 S. Livernois Rd., Suite 105, Rochester Hills, MI 48307

RIA

CRD#: 284038

Rochester Hills, MI

Past

October 30, 2010 - October 3, 2016

EXECUTIVE WEALTH MANAGEMENT, LLC

RIA

CRD#: 140736

BRIGHTON, MI

Past

May 28, 2010 - August 24, 2016

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

ROCHESTER HILLS, MI

Past

December 2, 2009 - August 24, 2016

INVEST FINANCIAL CORPORATION

CRD#: 12984

ROCHESTER HILLS, MI

Past

December 13, 1996 - December 2, 2009

BESTVEST INVESTMENTS, LTD.

CRD#: 40302

WATERFORD, MI

Past

February 16, 1995 - December 3, 1996

BENTLEY-LAWRENCE SECURITIES, INC.

CRD#: 13174

TROY, MI

Past

July 20, 1993 - February 17, 1995

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(8/22/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/27/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/22/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/24/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/24/1993

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/19/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/19/1997

General Securities Principal Examination

Current Firm

STONEY CREEK ADVISORS LLC

CRD#: 284038 / SEC#:

Michigan

Registered Investment Advisory firm - (6/23/2016 Approved)

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Contact information

Main Address

445 S. Livernois Rd., Suite 105, Rochester Hills, MI 48307

Mailing Address

Phone number

(248) 266-2900

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	319
AUM (Assets Under Management)	$ 41,260,014

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

William A. Waggoner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Albert Waggoner II's CRS (Customer Relationship Summary).

Certified licenses

Experience

EXECUTIVE WEALTH MANAGEMENT, LLC

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

BESTVEST INVESTMENTS, LTD.

BENTLEY-LAWRENCE SECURITIES, INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/27/2010

Series 63

Date: 7/22/1993

SIE

Date: 8/24/2016

Series 31

Date: 8/24/1993

Series 7

Date: 7/19/1993

Series 24

Date: 12/19/1997

Current Firm

STONEY CREEK ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STONEY CREEK ADVISORS LLC

TRUST BUT VERIFY

Contact information

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