William A. Waggoner
Professional summary
William Albert Waggoner II, who also goes by Bill Waggoner, William Albert Waggoner, is a registered financial advisor currently at STONEY CREEK ADVISORS LLC located in Rochester Hills, Michigan.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. William has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Albert Waggoner II's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 22, 2016 - Present
STONEY CREEK ADVISORS LLC
Office #1: 445 S. Livernois Rd., Suite 105, Rochester Hills, MI 48307October 30, 2010 - October 3, 2016
EXECUTIVE WEALTH MANAGEMENT, LLC
May 28, 2010 - August 24, 2016
INVEST FINANCIAL CORPORATION
December 2, 2009 - August 24, 2016
INVEST FINANCIAL CORPORATION
December 13, 1996 - December 2, 2009
BESTVEST INVESTMENTS, LTD.
February 16, 1995 - December 3, 1996
BENTLEY-LAWRENCE SECURITIES, INC.
July 20, 1993 - February 17, 1995
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/22/2016)
Exams
Current Firm
STONEY CREEK ADVISORS LLC
CRD#: 284038 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 307 |
| AUM (Assets Under Management) | $ 47,866,529 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
