Gregory P. Vogel

GKV CAPITAL MANAGEMENT CO

Walnut Creek, CA 94597

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CRD#: 2369862

Professional summary

Gregory Peter Vogel is a registered financial advisor currently at GKV CAPITAL MANAGEMENT CO INC located in Walnut Creek, California.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Gregory has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Peter Vogel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2024 - Present

GKV CAPITAL MANAGEMENT CO INC

Office #1: 1350 Treat Blvd Suite 260, Walnut Creek, CA 94597

RIA

CRD#: 108767

Walnut Creek, CA

Past

March 18, 2004 - December 31, 2017

GKV CAPITAL MANAGEMENT CO INC

RIA

CRD#: 108767

WESTLAKE VILLAGE, CA

Past

October 1, 1997 - September 5, 2001

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

February 1, 1996 - October 1, 1997

MONTGOMERY SECURITIES

CRD#: 4357

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GKV CAPITAL MANAGEMENT CO INC

CRD#: 108767 / SEC#: 801-11341

RIA

Registered Investment Advisory firm - (3/12/1976 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/14/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/14/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/17/1996

General Securities Representative Examination

Current Firm

GKV CAPITAL MANAGEMENT CO INC

CRD#: 108767 / SEC#: 801-11341

RIA

Registered Investment Advisory firm - (3/12/1976 Approved)

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Contact information

Main Address

1350 Treat Blvd Suite 260, Walnut Creek, CA 94597

Mailing Address

Phone number

(925) 627-8680

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GKV ADV (2/26/2025)

Regulatory assets under management

Total Number of Accounts	383
AUM (Assets Under Management)	$ 317,176,594

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregory P. Vogel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Peter Vogel's CRS (Customer Relationship Summary).

Certified licenses

Experience

GKV CAPITAL MANAGEMENT CO INC

GKV CAPITAL MANAGEMENT CO INC

BANC OF AMERICA SECURITIES LLC

MONTGOMERY SECURITIES

Primary Firm SEC Registration

GKV CAPITAL MANAGEMENT CO INC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/14/2024

Series 63

Date: 6/14/1996

Series 7

Date: 5/17/1996

Current Firm

GKV CAPITAL MANAGEMENT CO INC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GKV CAPITAL MANAGEMENT CO INC

TRUST BUT VERIFY

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