Michael Batanjany
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Batanjany, who also goes by Michael Stephen Batanjany, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1999. Michael had worked at 12 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2022 - October 10, 2025
CLEAR STREET LLC
February 28, 2020 - June 3, 2021
WELLS FARGO CLEARING SERVICES, LLC
August 23, 2016 - January 19, 2018
WELLS FARGO PRIME SERVICES, LLC
August 1, 2016 - August 24, 2022
WELLS FARGO SECURITIES, LLC
October 3, 2008 - June 2, 2016
BNP PARIBAS SECURITIES CORP.
August 19, 2008 - June 2, 2016
BNP PARIBAS PRIME BROKERAGE, INC.
June 11, 2007 - October 1, 2008
BANC OF AMERICA SECURITIES LLC
October 30, 2006 - June 18, 2007
ING FINANCIAL MARKETS LLC
July 15, 2004 - October 16, 2006
AMARANTH GLOBAL SECURITIES LLC
March 25, 2004 - June 23, 2004
AMARANTH GLOBAL SECURITIES LLC
March 25, 2004 - October 16, 2006
AMARANTH SECURITIES L.L.C.
January 7, 2003 - March 4, 2004
UBS SECURITIES LLC
December 7, 1999 - March 4, 2004
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 4/4/2008
Limited Representative-Equity Trader ExamCurrent Firm
CLEAR STREET LLC
CRD#: 288933 / SEC#: , 8-69972
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLEAR STREET HOLDINGS LLC | SOLE CLASS A MEMBER | |
| AUSUBEL, ELLI MARK | DIRECTOR | 5715145 |
| COHEN, URIEL EPHRAIM | DIRECTOR | 4089765 |
| HAMMERICH, DALF PAUL | HEAD OF SUPPORT | 4710381 |
| MOCCIA, CHRISTY NOEL | CHIEF COMPLIANCE OFFICER | 4855629 |
| OLIVEIRA, BRIAN | CFO/FINOP/PRINCIPAL FINANCIAL OFFICER | 5371120 |
| SICKLICK, KENNETH | DIRECTOR | 7418830 |
| VOLZ, ANDREW | DIRECTOR, CHIEF EXECUTIVE OFFICER | 4808674 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
