Edward Gomez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Gomez, who also goes by Eddie Gomez, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1993. Edward had worked at 13 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2001 - November 26, 2001
NEW WORLD FINANCIAL, INC.
June 27, 2001 - November 7, 2001
SEABOARD SECURITIES, INC.
May 15, 2001 - August 3, 2001
BERRY-SHINO SECURITIES, INC.
January 3, 2001 - May 9, 2001
HARRISON SECURITIES, INC.
March 22, 1999 - December 31, 2000
WHITEHALL WELLINGTON INVESTMENTS, INC.
October 22, 1997 - March 2, 1999
LLOYD WADE SECURITIES INC.
April 7, 1997 - October 2, 1997
MAIDSTONE FINANCIAL, INC.
February 23, 1996 - July 11, 1997
EURO-ATLANTIC SECURITIES INC.
January 12, 1996 - March 20, 1996
MONITOR INVESTMENT GROUP, INC.
May 19, 1995 - January 4, 1996
LT LAWRENCE & CO., INC.
March 30, 1995 - May 22, 1995
MEYERS POLLOCK ROBBINS, INC.
July 7, 1994 - July 11, 1995
HANOVER, STERLING & COMPANY LTD.
November 30, 1993 - May 2, 1994
LCP CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEW WORLD FINANCIAL, INC.
CRD#: 47747 / SEC#: , 8-51915
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
