Eunshik L. Cho
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eunshik Lee Cho, who also goes by Lee Cho, was a registered financial professional .
Eunshik is a previously registered financial professional and started their career in finance in 1993. Eunshik had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 4, 2017 - July 31, 2019
CMZ TRADING, LLC
August 5, 2014 - December 16, 2016
SYNERGY CAPITAL MANAGEMENT, LLC
December 19, 2012 - June 30, 2014
CMZ TRADING, LLC
February 23, 2012 - November 30, 2012
GREYCLIFF, LLC
April 6, 2011 - February 6, 2012
RONIN CAPITAL, LLC
January 29, 1994 - July 5, 1994
D. E. SHAW INVESTMENTS, L.P.
June 30, 1993 - July 5, 1994
D.E. SHAW SECURITIES, L.L.C.
State Registrations and Notice Filings
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Exams
Current Firm
CMZ TRADING, LLC
CRD#: 132051 / SEC#: , 8-66551
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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