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Eunshik Lee Cho

CRD# 2369537·Registered 1993 - 2019
Previously Registered: Being a previously registered professional could mean that Eunshik is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eunshik Lee Cho, who also goes by Lee Cho, was a registered financial advisor. Eunshik was a previously registered financial professional and started their career in finance 1993 - 2019. Eunshik had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Lee Cho

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

CMZ TRADING, LLC·CRD# 132051
BD
Chicago, IL
July 4, 2017 - July 31, 2019
SYNERGY CAPITAL MANAGEMENT, LLC·CRD# 143751
BD
Chicago, IL
August 5, 2014 - December 16, 2016
CMZ TRADING, LLC·CRD# 132051
BD
Chicago, IL
December 19, 2012 - June 30, 2014
GREYCLIFF, LLC·CRD# 146974
BD
Chicago, IL
February 23, 2012 - November 30, 2012
RONIN CAPITAL, LLC·CRD# 118428
BD
Chicago, IL
April 6, 2011 - February 6, 2012
D. E. SHAW INVESTMENTS, L.P.·CRD# 22786
BD
January 29, 1994 - July 5, 1994
D.E. SHAW SECURITIES, L.L.C.·CRD# 24332
BD
June 30, 1993 - July 5, 1994

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Current Firm

CT
CMZ TRADING, LLC

CMZ TRADING, LLC

CRD#: 132051 / SEC#: 8-66551
BD
Terminated by SEC on 09/29/2019

Contact Information

Established

Illinois since 01/24/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MAYLEE, CHARLES ANTHONYCLASS A MEMBER1676773
CAVANAUGH, MATTHEWCLASS B MEMBER—
MURANTE, SAMUEL JOHNCLASS B MEMBER—
OR, RACHEL WINGCHEUKCLASS B MEMBER—
SLOAN, JACQUELINE LEEFINOP2717305
WACHTEL, SHANE RYANCCO2672300

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 2014About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Jun 1994About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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